Certain products carry a higher degree of risk to your investment and can by law CPL can only offer these to High Net Worth Individuals and Sophisticated Investors.
If you meet the criteria for either of these categories then you can certify yourself by sending us a signed copy of the appropriate certificate.
We are then able to update your account status and provide you access to these more complex financial products.
It is strongly recommended that anyone interested in becoming self-certified should seek professional financial advice to ensure that they understand the additional risks involved before applying.
A Sophisticated Investor is a person who can confirm that the following definition applies:
I am a self-certified sophisticated investor because at least one of the following applies -
(a) I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
(b) I have made more than one investment in an unlisted company in the two years prior to the date below;
(c) I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
(d) I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.
To view these application packs you will need a PDF document reader. You can download a free PDF reader from Adobe at www.adobe.com
Capital Partners London Ltd - 1999-2007
Regulated by the FSA. An appointed representative (No 462287) of First Trade Derivatives Ltd (No 194245) who are authorised and regulated by the FSA |